Junks

A junk is a Chinese
sailing vessel. The
English name comes
from Malay dgong or
jong. Junks were
originally developed
during the Han
Dynasty (220 BC-
200 AD) and further
evolved to represent
one of the most
successful ship
types in history.

Design

Junks are efficient and sturdy ships that were traveling across oceans as early as the 2nd century AD. They incorporated numerous technical advances in sail plan and hull designs that were later adopted in Western shipbuilding.

The historian H. Warington Smyth considered the junk one of the most efficient ship designs:

"As an engine for carrying man and his commerce upon the high and stormy seas as well as on the vast inland waterways, it is doubtful if any class of vessel is more suited or better adapted to its purpose than the Chinese or Indian junk, and it is certain that for flatness of sail and handiness, the Chinese rig is unsurpassed." (H. Warington Smith)

Sail plan

The structure and flexibility of junk sails make the junk easy to sail, and fast. Unlike a traditional square rigged ship the sails of a junk can be moved inward, toward the long axis of the ship, allowing the junk to sail into the wind.

The sails include several horizontal members ("battens") which provide shape and strength. Junk sails are controlled at their trailing edge by lines much in the same way as the mainsail on a typical sailboat, however in the junk sail each batten has a line attached to its trailing edge where on a typical sailboat this line (the sheet) is attached only to the boom. The sails can also be easily reefed and adjusted for fullness, to accommodate various wind strengths. The battens also make the sails more resistant than traditional sails to large tears, as a tear is typically limited to a single "panel" between battens. Junk sails have much in common with the most aerodynamically efficient sails used today in windsurfers or catamarans, although their design can be traced back as early the 3rd century AD.

The standing rigging is simple or absent.

The sail-plan is also spread out between multiple masts, allowing for a powerful sail surface, and a good repartition of efforts. The rig allows for good sailing into the wind.

Flags were also hung from the masts to bring good luck to the sailors on board. The Chinese were very superstitious, and believed a mighty dragon lived in the clouds. It is said that when the dragon gets angry, it conjures up typhoons and storms. Bright flags, with Chinese writing on them, was said to please the dragon. Red was the best color, when the dragon would even help the sailors.

Hull Design

Classic junks were built of softwoods (though in Guangdong in teak) with multiple compartments accessed by separate hatches and ladders: similar in structure to the interior stem of bamboo. The largest junks were built for world exploration in the 1400s, and were around 120 (400+ feet) meters in length.

Rudders

Junks employed stern-mounted rudders centuries before their adoption in the West. Though the rudder, origin, form and construction was completely different. It was an innovation which permitted the steering of large, high-freeboard ships, and its well-balanced design allowed adjustment according to the depth of the water. A sizable junk can have a rudder that needs up to three members of the crew to control in strong weather. The world's oldest known depiction of a stern-mounted rudder can be seen on a pottery model of a junk dating from the 100s CE, though some scholars think this may be a steering oar - a possible interpretation given that the model is of a river boat that was probably towed or poled. By contrast, the West's oldest known stern-mounted rudder can be found on church carvings dating to around 1180 CE.

Also, from sometime in the 13th-15th centuries many junks incorporated "fenestrated rudders" (rudders with holes in them), an innovation adopted in the West in 1901 to decrease the vulnerability of torpedo boat's rudders when manoeuvering at high speed. Likewise, the Chinese discovery was probably adopted to lessen the force needed to direct the steering of the rudder.

The rudder is reported to be the strongest part of the junk. In the Tiangong Kaiwu "Exploitation of the Works of Nature" (1634), Song Yingxing wrote, "The rudder-post is made of elm, or else of langmu or of zhumu." The Ming author also applauds the strength of the langmu wood as "if one could use a single silk thread to hoist a thousand jun or sustain the weight of a mountain landslide."

Separate Compartments

Another characteristic of junks, interior compartments, allowed reinforced ship structure and reduced the rapidity of flooding in case of holing. Although some historians have questioned whether the compartments were watertight, most believe that watertight compartments did exist in Chinese junks. All wrecks discovered so far have limber holes; these are located only in the foremost and aftermost compartments.

Benjamin Franklin wrote in a 1787 letter on the project of mail packets between the United States and France:

"As these vessels are not to be laden with goods, their holds may without inconvenience be divided into separate apartments, after the Chinese manner, and each of these apartments caulked tight so as to keep out water" (Benjamin Franklin, 1787).

In 1795, Sir Samuel Bentham, inspector of dockyards of the Royal Navy, and designer of six new sailing ships, argued for the adoption of "partitions contributing to strength, and securing the ship against foundering, as practiced by the Chinese of the present day". His idea was not adopted. Bentham had been in China in 1782, and he acknowledged that he had got the idea of watertight compartments by looking at Chinese junks there. Bentham was a friend of Isambard Brunel, so it is possible that he had some influence on Brunel's adoption of longitudinal, strengthening bulkheads in the lower deck of the SS Great Britain.

Due to the numerous foreign primary sources that hint to the existence of true watertight compartments in junks, historians such as Joseph Needham proposed that the limber holes were stopped up during leakage. He addresses this issue in pg 422 of Science and Civilisation in Ancient China:

Less well known is the interesting fact that in some types of Chinese craft the foremost (and less frequently also the aftermost) compartments is made free-flooding. Holes are purposely contrived in the planking. This is the case with the salt-boats which shoot the rapids down from Tzuliuching in Szechuan, the gondola-shaped boats of the Poyang Lake, and many sea going junks. The Szechuanese boatmen say that this reduces resistance to the water to a minimum, and the device must certainly cushion the shocks of pounding when the boat pitches heavily in the rapids, for she acquires and discharges water ballast rapidly just at the time when it is most desirable to counteract buffeting at stem and stern. The sailors say that it stops junks flying up into the wind. It may be the reality at the bottom of the following story, related by Liu Ching-Shu of the +5th century, in his book I Yuan (Garden of Strange Things):

In Fu-Nan (Cambodia) gold is always used in transactions. Once there were (some people who) having hired a boat to go from east to west near and far, had not reached their destination when the time came for the payment of the pound (of gold) which had been agreed upon. They therefore wished to reduce the quantity (to be paid). The master of the ship then played a trick upon them. He made (as it were) a way for the water to enter the bottom of the boat, which seemed to be about to sink, and remained stationary, moving neither forward nor backward. All the passengers were very frightened and came to make offerings. The boat (afterwards) returned to its original state. This, however, would seem to have involved openings which could be controlled, and the water pumped out afterwards. This was easily effected in China (still seen in Kuangtung and Hong Kong), but the practice was also known in England, where the compartment was called the 'wet-well', and the boat in which it was built, a 'well-smack'. If the tradition is right that such boats date in Europe from +1712 then it may well be that the Chinese bulkhead principle was introduced twice, first for small coastal fishing boats at the end of the seventeenth century, and then for large ships a century later.

Leeboards & Centerboards

Leeboards and centerboards, used to stabilize the junk and to improve its capability to sail upwind are documented from a 759 AD book by Li Chuan, an innovation adopted by Portuguese and Dutch ships around 1570.

Other innovations included the square-pallet bilge pump, which were adopted by the West during the 16th century. Junks also relied on the compass for navigational purposes.

History

The first records of Junk can be found in the refereces dating to Han Dynasty (220 BC-200 AD).

2nd Century Junks (Han Dynasty)

The 3rd century book "Strange Things of the South" (南州異物志) by Wan Chen (萬震) describes junks capable of carrying 700 people together with 260 tons of cargo ("more than 10,000 "斛"). He explains the ship's design as follows:

"The four sails do not face directly forward, but are set obliquely, and so arranged that they can all be fixed in the same direction, to receive the wind and to spill it. Those sails which are behind the most windward one receiving the pressure of the wind, throw it from one to the other, so that they all profit from its force. If it is violent, (the sailors) diminish or augment the surface of the sails according to the conditions. This oblique rig, which permits the sails to receive from one another the breath of the wind, obviates the anxiety attendant upon having high masts. Thus these ships sail without avoiding strong winds and dashing waves, by the aid of which they can make great speed" ("Strange Things of the South", Wan Chen, from Robert Temple).

A 260 AD book by Kang Tai (康泰) also described ships with seven masts, traveling as far as Syria.

10th-13th Century Junks (Song Dynasty)

The great trading dynasty of the Song employed junks extensively. The naval strength of the Song, both mercantile and military, became the backbone of the naval power of the following Yuan dynasty. Particular the Mongol invasions of Japan (1274-1284), as well as the Mongol invasion of Java essentially relied on recently acquired Song naval capabilities. The ship to the right's dimensions are 360'x 110'x 120'.

14th Century Junks (Yuan Dynasty)

The enormous characteristics of the Chinese ships of the Medieval period is described in Chinese sources, and is confirmed by Western travelers to the East, such as Marco Polo, Ibn Battuta and Niccolò da Conti. According to Ibn Battuta, who visited China in 1347:

... We stopped in the port of Calicut, in which there were at the time thirteen Chinese vessels, and disembarked. On the China Sea traveling is done in Chinese ships only, so we shall describe their arrangements. The Chinese vessels are of three kinds; large ships called chunks (junks), middle sized ones called zaws (dhows) and the small ones kakams. The large ships have anything from twelve down to three sails, which are made of bamboo rods plaited into mats. They are never lowered, but turned according to the direction of the wind; at anchor they are left floating in the wind.

A ship carries a complement of a thousand men, six hundred of whom are sailors and four hundred men-at-arms, including archers, men with shields and crossbows, who throw naphtha. Three smaller ones, the "half", the "third" and the "quarter", accompany each large vessel. These vessels are built in the towns of Zaytun (a.k.a Zaitun; today's Quanzhou; 刺桐) and Sin-Kalan. The vessel has four decks and contains rooms, cabins, and saloons for merchants; a cabin has chambers and a lavatory, and can be locked by its occupants.
This is the manner after which they are made; two (parallel) walls of very thick wooden (planking) are raised and across the space between them are placed very thick planks (the bulkheads) secured longitudinally and transversely by means of large nails, each three ells in length. When these walls have thus been built the lower deck is fitted in and the ship is launched before the upper works are finished. (Ibn Battuta).

15th-17th Century Junks (Ming Dynasty)

Expedition of Zheng He

The largest junks ever built were probably those of Admiral Zheng He, for his expeditions in the Indian Ocean. According to Chinese sources, the fleet comprised 30,000 men and over 300 ships at its height.

The 1405 expedition consisted of 27,000 men and 317 ships, composed of:


Around that time, Niccolò da Conti in his relations of his travels in Asia between 1419 and 1444, matter-of-factly describes huge junks of about 2,000 tons, more than four times the size of 16th century Western galleons:

They make ships larger than ours, about 2,000 tons in size, with five sails and as many masts. The lower part is made of three decks, so as to better resist storms, which occur frequently. These ships are separated into several compartments, so that if one is touched during a storm, the others remain intact." (Niccolò da Conti)

Also, in 1456, the Fra Mauro map described the presence of junks in the Indian Ocean as well as their construction:

"The ships called junks (lit. "Zonchi") that navigate these seas carry four masts or more, some of which can be raised or lowered, and have 40 to 60 cabins for the merchants and only one tiller. They can navigate without a compass, because they have an astrologer, who stands on the side and, with an astrolabe in hand, gives orders to the navigator." (Text from the Fra Mauro map, 09-P25.)

Fra Mauro further explains that one of these junks rounded the Cape of Good Hope and travelled far into the Atlantic Ocean, in 1420:

"About the year of Our Lord 1420 a ship, what is called an Asian junk (lit. "Zoncho de India"), on a crossing of the Sea of India towards the "Isle of Men and Women", was diverted beyond the "Cape of Diab" (Shown as the Cape of Good Hope on the map), through the "Green Isles" (lit. "isole uerde", Cabo Verde Islands), out into the "Sea of Darkness" (Atlantic Ocean) on a way west and southwest. Nothing but air and water was seen for 40 days and by their reckoning they ran 2,000 miles and fortune deserted them. When the stress of the weather had subsided they made the return to the said "Cape of Diab" in 70 days and drawing near to the shore to supply their wants the sailors saw the egg of a bird called roc, which egg is as big as an amphora." (Text from Fra Mauro map, 10-A13.)

Asian Trade

Chinese junks were used extensively in Asian trade during the 16th and 17th century, especially to Japan, where they competed with Japanese Red Seal Ships, Portuguese carracks and Dutch galleons, and to Southeast Asia. Richard Cocks, the head of the English trading factory in Hirado, Japan, recorded that 50 to 60 Chinese junks visited Nagasaki in 1612 alone.

These junks were usually three masted, and averaging between 200 and 800 tons in size, the largest ones having around 130 sailors, 130 traders and sometimes hundreds of passengers.

Expulsion Of The Dutch From Taiwan

In 1661, a naval fleet of 400 junks and 25,000 men led by the Ming loyalist Zheng Chenggong (Cheng Ch'eng-kung in Wade-Giles, known in the West as Koxinga), arrived in Taiwan to oust the Dutch from Zeelandia. Following a nine month siege, Cheng captured the Dutch fortress Fort Zeelandia. A peace treaty between Koxinga and the Dutch Government was signed at Castle Zeelandia on February 1st 1662, and Taiwan became Koxinga's base for the Kingdom of Tungning.

19th Century Junks (Qing Dynasty)

Junks remained considerable in size and played a key role in Asian trade until the 19th century. One of these junks, Keying, sailed from China around the Cape of Good Hope to the United States and England between 1846 and 1848. She testifies to the power of Chinese shipping and shipbuilding at the time of the beginning of industrialization in the West.

The Keying was praised by the English as excellent in sea-worthiness:

"She proved herself an excellent sea-boat; and her powers of weathering a storm equal, if not surpass, those of vessels of British build." (Illustrated London News, 1848)
She was also fast, sailing between Boston and England in 21 days: These were her best moments!

"The Keying next visited Boston, whence she sailed direct for London on the 17th of February last, and arrived in St Aubin's Bay, Jersey, on the 15th March, having performed the voyage, from land to land, in 21 days - a short period even for the American packet ships." (Illustrated London News, 1848)

20th Century Junks

In 1955, six young men sailed an old Chinese junk from Formosa (Taiwan) to San Francisco. The four month journey aboard the "Free China" was captured on film and their arrival into San Francisco made international front-page news. The five Chinese-born friends saw an advertisement for an international trans-Atlantic yacht race, and jumped at the opportunity for adventure. They were joined by the then US Vice-Consul to Taiwan, who was credited with capturing the courageous journey on film.

Enduring typhoons and mishaps, the crew, having never sailed a century old junk before, learned along the way. The crew included Reno Chen, Paul Chow, Loo-chi Hu, Benny Hsu, Calvin Mehlert and were led by skipper Marco Chung. After their journey began 6,000 miles away, the "Free China" and her crew arrived into San Francisco Bay under a majestic fog on August 8, 1955.

Shortly after the historic journey, the footage was featured on ABC television's "Bold Journey" travelogue. Hosted by John Stephenson and narrated by ship's navigator Paul Chow, the program highlighted the adventures and challenges of the junk's sailing across the Pacific as well as some humorous moments aboard ship.

Recently, the adventure captured the imagination of director/producer Robin Greenberg who, along with co-producer Michele Turnure-Salleo, are in the process of producing a documentary on the "Free China" journey that interweaves archival color 16mm footage of the journey with tales from the five surviving junk-mates. Now in their 80s, four reside in California, with the fifth in New Zealand. In the word of Robin Greenberg, “The Free China Junk” celebrates their adventurous spirit as it challenges new generations to define their own destiny.



Chinese Junk Keying. 1848 engraving - Click To Enlarge